Investment Bankers to the Aerospace and Defense Industry

Overview

Located in Norwalk, Connecticut, Alderman & Company Capital, LLC is a privately owned broker dealer specializing in the sale of securities of corporations in the aerospace and defense industry. For additional information about Alderman & Company Capital, please contact us at (203) 354-4577.

Legal

Alderman & Company Capital, LLC, is a privately owned broker dealer specializing in the sale of securities of corporations in the aerospace and defense industry. The firm is registered with the Securities and Exchange Commission, the Department of Banking of the State of Connecticut and is a member of the National Association of Securities Dealers. Our CRD number is 136492. The firm is majority owned by its president, William Alderman. Mr. Alderman is also the president and majority shareholder of Alderman & Company Advisors, LLC, an investment advisory firm registered with the Department of Banking of the State of Connecticut providing pricing and trading recommendations for securities of public companies in the aerospace and defense industry. Mr. Alderman is also the President and majority shareholder of Alderman & Company, LLC, a management consulting firm specializing in the aerospace and defense industry.

Business Continuity

Pursuant to the requirements of the National Association of Securities Dealers and the Securities and Exchange Commission, Alderman & Company Capital, LLC, has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us

If after a significant business disruption you cannot contact us as you usually do at (203) 354-4577, you should call our alternative number (203) 274-6086. If you cannot access us through either of those means, you should contact our legal counsel, Myles H. Alderman, Jr., at (860) 249 7142.

Our Business Continuity Plan

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

 

 

 

 

 

 

 

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